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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-09
TX RA APPROVED 2021-07-09
  • FL RA
    APPROVED
    Since 2021-07-09
  • TX RA
    APPROVED
    Since 2021-07-09

Branch Locations

7970 Cooper Creek Blvd., Bradenton, FL 34201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 11/2018 Present
Cambridge Investment Research, Inc. Fairfield IA 06/2019 Present
Xpertech Auto Repair Englewood FL 03/2018 10/2018
Automotive Repair Lab Punta Gorda FL 12/2017 02/2018
Suncoast Auto Parts Venice FL 03/2016 12/2017
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2021 Present
  • 11/2018 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2018 → 10/2018
    Xpertech Auto Repair
    Englewood, FL
  • 12/2017 → 02/2018
    Automotive Repair Lab
    Punta Gorda, FL
  • 03/2016 → 12/2017
    Suncoast Auto Parts
    Venice, FL
  • 07/2021 → Present
    Fairfield, IA
Other Businesses

1) SMARTPRO FINANCIAL, 26546 TRINILAS DR, PUNTA GORDA, FL, 01/2018, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 4 HR/MO, 4 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 07/2021, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. 3) SMARTPRO DBA, 7970 COOPER CREEK BLVD, BRADENTON, FL, 03/2018, INVESTMENT ADVISOR REPRESENTASTIVE, INV REL, 160 HR/MO, 160 HR/MO TRADING. 4) GRAHAM GENERATIONAL WEALTH LLC, 26546 Trinilas Dr., Punta Gorda FL 33983, United States, 07/01/2025, Owner/Partner, Business Entity, NIR, 40 HR/MO - 40 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-01
S63 Uniform Securities Agent State Law Examination 2020-07-21
  • S65 Uniform Investment Adviser Law Examination
    2021-07-01
  • S63 Uniform Securities Agent State Law Examination
    2020-07-21

View on SEC IAPD

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