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Account
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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
6200 Rockside Road, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-22 |
| PA | RA | APPROVED | 2015-02-13 |
| OH | RA | APPROVED | 2010-01-21 |
Branch Locations
210 E Broad Street #201, Bethlehem, PA 18018 • United States
6200 Rockside Road, Cleveland, OH 44131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vantage Financial Group, Inc. | Cleveland | OH | 01/2010 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. INDEPENDENT INSURANCE AGENT, SELLING DISABILITY, LIFE, ACCIDENT, HEALTH, LTC, FOR VANTAGE FINANCIAL GROUP, INC., FROM BUSINESS ADDRESS, FOR 4 WKDY HRS/WK, SINCE 6/2012; 2. FINANCIAL CONSULTANT FOR VANTAGE FINANCIAL GROUP, INC., ASSET MGMT SERVICES, FROM BUSINESS ADDRESS, FOR 10 WKDY HRS/WK, SINCE 5/2012; 3. CHRISTMAS CITY SPIRITS, LLC, NOT INVESTMENT RELATED, 556 MAIN ST., BETHLEHEM, PA 18018, DISTILLATION COMPANY, START 03/01/2015, 6 HRS/WK (NON-TRADING HOURS), OWNER, RESEARCHER, & DISTILLER;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-18 |
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