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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Westlake | TX | 11/2018 | 06/2024 |
| Unemployed | Arlington | TX | 06/2018 | 10/2018 |
| Tarrant County College | Arlington | TX | 08/2016 | 12/2017 |
| Administradora Sch | Nueva Esparta | 09/2015 | 05/2018 | |
| Charles Schwab & Co., Inc. | Westlake | TX | 09/2022 | Present |
| Td Ameritrade Investment Management, Llc | Westlake | TX | 07/2023 | 06/2024 |
| Charles Schwab Bank | Westlake | TX | 11/2023 | Present |
Name: Pomplamoose LLC, Role: Consultant, Type: Retail Sales, Start Date: 03/01/2021, Investment Related?: No, Address: 1678 Choteau Circle, Grapevine, TX 76051, Number of Hours/Mo: 4, Duties: My wife is the owner of the company. I am helping her with bookkeeping, finances and managing inventory.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-14 |
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