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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-10-06 |
Branch Locations
6455 S Yosemite St Ste 900, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Orlando | FL | 10/2018 | 08/2025 |
| Jpmorgan Securities Llc | Orlando | FL | 10/2018 | 08/2025 |
| Wells Fargo Bank, N.A. | Orlando | FL | 10/2006 | 10/2018 |
| Bmo Bank, Na | Greenwood Village | CO | 09/2025 | Present |
| Lpl Financial Llc | Greenwood Village | CO | 10/2025 | Present |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - Start Date: 09/2025 2. 09/2025 - BMO BANK NA - Financial Institution Duty - Investment Related - 160 Hrs/Mth - 130 Hrs During Trading - Greenwood Village, CO 80111 - OBA Start Date: 09/15/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-20 |
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