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Luca Andrea Carlino

Charles Schwab & Co., Inc.

Paramus, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-07
  • NJ RA
    APPROVED
    Since 2023-08-07

Branch Locations

155 Route 17, Paramus, NJ 07652-2903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Divina Ristorante Caldwell NJ 03/2010 08/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2018 11/2019
Northwestern Mutual Investment Services Llc Morristown NJ 02/2019 11/2019
E*Trade Securities Llc Morristown NJ 01/2020 10/2020
E*Trade Capital Management, Llc Morristown NJ 03/2020 10/2020
E*Trade Securities Llc Morristown NJ 10/2020 07/2023
E*Trade Capital Management Llc Morristown NJ 10/2020 07/2023
Morgan Stanley Morristown NJ 03/2023 07/2023
Charles Schwab & Co., Inc. Paramus NJ 07/2023 Present
Td Ameritrade Inc. Paramus NJ 09/2023 06/2024
Charles Schwab Bank, Ssb Paramus NJ 07/2023 Present
  • 03/2010 → 08/2020
    Divina Ristorante
    Caldwell, NJ
  • 12/2018 → 11/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2019 → 11/2019
    Northwestern Mutual Investment Services Llc
    Morristown, NJ
  • 01/2020 → 10/2020
    E*Trade Securities Llc
    Morristown, NJ
  • 03/2020 → 10/2020
    E*Trade Capital Management, Llc
    Morristown, NJ
  • 10/2020 → 07/2023
    E*Trade Securities Llc
    Morristown, NJ
  • 10/2020 → 07/2023
    E*Trade Capital Management Llc
    Morristown, NJ
  • 03/2023 → 07/2023
    Morgan Stanley
    Morristown, NJ
  • 07/2023 → Present
    Charles Schwab & Co., Inc.
    Paramus, NJ
  • 09/2023 → 06/2024
    Td Ameritrade Inc.
    Paramus, NJ
  • 07/2023 → Present
    Charles Schwab Bank, Ssb
    Paramus, NJ
Previous Registrations
  • 2020-06-02 → 2023-08-01
    Harrisdirect Llc
    Arlington, VA
    Morristown, NJ
    Morristown, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-01
S63 Uniform Securities Agent State Law Examination 2019-08-28
  • S65 Uniform Investment Adviser Law Examination
    2020-06-01
  • S63 Uniform Securities Agent State Law Examination
    2019-08-28
Other Names
  • Luca A Carlino
  • Luca Carlino

View on SEC IAPD

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