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James Ellis Marshall

Thrivent Investment Management Inc.

Evansville, IN

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-24
IN RA APPROVED 2020-09-18
  • TX RA
    APPROVED
    Since 2021-06-24
  • IN RA
    APPROVED
    Since 2020-09-18

Branch Locations

Evansville, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial Indianapolis IN 06/2019 01/2022
Indiana University Bloomington IN 08/2015 06/2019
Enterprise Rent-A-Car Evansville IN 05/2018 08/2018
Kenneth Jochim Farms Owensville IN 05/2017 08/2017
Thrivent Investment Management Inc Evansville IN 06/2020 Present
Thrivent Financial Appleton WI 01/2022 Present
  • 06/2019 → 01/2022
    Thrivent Financial
    Indianapolis, IN
  • 08/2015 → 06/2019
    Indiana University
    Bloomington, IN
  • 05/2018 → 08/2018
    Enterprise Rent-A-Car
    Evansville, IN
  • 05/2017 → 08/2017
    Kenneth Jochim Farms
    Owensville, IN
  • 06/2020 → Present
    Thrivent Investment Management Inc
    Evansville, IN
  • 01/2022 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-09-17
S65 Uniform Investment Adviser Law Examination 2020-06-27
  • S63 Uniform Securities Agent State Law Examination
    2020-09-17
  • S65 Uniform Investment Adviser Law Examination
    2020-06-27
Other Names
  • James Marshall

View on SEC IAPD

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