Best Investors Account Sign in

Sean Patrick Whalen

J.P. Morgan Securities LLC

Farmington Hills, MI

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-24
MI RA APPROVED 2019-04-04
  • TX RA
    APPROVED
    Since 2019-06-24
  • MI RA
    APPROVED
    Since 2019-04-04

Branch Locations

33200 W Twelve Mile Rd, Farmington Hills, MI 48334 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Farmington Hills MI 10/2018 Present
Cottage Inn Taverna New Hudson MI 10/2016 09/2018
Unemployed Novi MI 10/2008 10/2016
Jpmorgan Chase Bank, N.A. Farmington Hills MI 12/2018 Present
  • 10/2018 → Present
    J.P. Morgan Securities Llc
    Farmington Hills, MI
  • 10/2016 → 09/2018
    Cottage Inn Taverna
    New Hudson, MI
  • 10/2008 → 10/2016
    Unemployed
    Novi, MI
  • 12/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Farmington Hills, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-22
  • S66 Uniform Combined State Law Examination
    2019-03-22

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
FIFTH THIRD SECURITIES, INC.
OSAIC ADVISORY SERVICES, LLC
EQUITY PLANNING GROUP, INC.
GLASS RETIREMENT STRATEGIES, INC.
CITIZENS SECURITIES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

ERIC JAMES FURLOTTE
DAVID ROBERT SAROTTE
DANIEL THOMAS MILNAMOW
JASON NATHANIEL BATCHELDER
DONALD SMEZNIK
Nu Tran
Brian Joseph Hanley
Jarred Height-Kaplan

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · FARMINGTON HILLS, MI
EDWARD JONES · FARMINGTON HILLS, MI
FIFTH THIRD SECURITIES, INC. · WEST BLOOMFIELD, MI
AMERIPRISE FINANCIAL SERVICES, LLC · FARMINGTON HILLS, MI
OSAIC ADVISORY SERVICES, LLC · WEST BLOOMFIELD, MI
EDWARD JONES · WEST BLOOMFIELD, MI
OSAIC ADVISORY SERVICES, LLC · WEST BLOOMFIELD,, MI
EQUITY PLANNING GROUP, INC. · WEST BLOOMFIELD, MI

More in Farmington Hills, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor