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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-06-23 |
Branch Locations
9875 Medlock Bridge Pkwy, Johns Creek, GA 30022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Forsyth Co. Public Schools | Cumming | GA | 08/2013 | 11/2018 |
| Axa Advisors Llc | New York | NY | 11/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 11/2018 | 08/2021 |
| Thrivent Investment Management Inc | Johns Creek | GA | 08/2021 | Present |
| Thrivent Financial | Appleton | WI | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-25 |
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