Roman Cole Bandy

Current Employers

Finiat, Llc

808 North Donnelly St., Mount Dora, FL 32757 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-06-21

FL RA
APPROVED

Since 2024-06-21

Branch Locations

Mount Dora, FL • United States

808 North Donnelly St., Mount Dora, FL 32757 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Finiat, Llc	Mount Dora	FL	05/2024	Present
Stetson University College Of Law	Gulfport	FL	08/2021	05/2024
The University Of Tulsa	Tulsa	OK	08/2017	07/2021
Metro Christian Academy	Tulsa	OK	05/2014	07/2017

05/2024 → Present

Finiat, Llc

Mount Dora, FL
08/2021 → 05/2024

Stetson University College Of Law

Gulfport, FL
08/2017 → 07/2021

The University Of Tulsa

Tulsa, OK
05/2014 → 07/2017

Metro Christian Academy

Tulsa, OK

Other Businesses

Outlier AI, Inc., a non-investment-related business located at 8124 The Meres Dr., Mount Dora, FL 32757. Position at Outlier AI is Managing Member. Responsibilities include working with AI models to train and improve their natural language processing abilities by using reinforcement learning from human feedback. Variable work hours with part time status.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-06-13

S65 Uniform Investment Adviser Law Examination

2024-06-13

Other Names

Roman Bandy

View on SEC IAPD