Best Investors Account Sign in
Inactive

David Aaron Pender

Compound Planning, Inc.

Benicia, CA

New York, NY

Claim This Profile
Current Employers
Compound Planning, Inc.

115 Broadway 5Th Floor, New York, NY 10006 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-02
WA RA APPROVED 2024-05-03
  • CA RA
    APPROVED
    Since 2025-09-02
  • WA RA
    APPROVED
    Since 2024-05-03

Branch Locations

Benicia, CA • United States

115 Broadway 5Th Floor, New York, NY 10006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments San Mateo CA 02/2017 05/2024
Ent Los Gatos Los Gatos CA 06/2016 02/2017
Compound Planning, Inc. Benicia CA 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-15
  • S65 Uniform Investment Adviser Law Examination
    2019-01-15

View on SEC IAPD

More in Benicia, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor