Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-01
TX RA APPROVED 2023-04-01
  • CA RA
    APPROVED
    Since 2023-04-01
  • TX RA
    APPROVED
    Since 2023-04-01

Branch Locations

2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Los Angeles CA 08/2018 Present
Jpmorgan International London 06/2015 08/2018
Jpmorgan Securities Llc Los Angeles CA 08/2018 Present
  • 08/2018 → Present
    Jpmorgan Chase Bank Na
    Los Angeles, CA
  • 06/2015 → 08/2018
    Jpmorgan International
    London
  • 08/2018 → Present
    Jpmorgan Securities Llc
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-01
S63 Uniform Securities Agent State Law Examination 2019-01-17
  • S65 Uniform Investment Adviser Law Examination
    2023-04-01
  • S63 Uniform Securities Agent State Law Examination
    2019-01-17

View on SEC IAPD

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor