Claudia Paola Angeles Ponce

Current Employers

&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-10-11
TX	RA	APPROVED	2024-10-11

NC RA
APPROVED

Since 2024-10-11
TX RA
APPROVED

Since 2024-10-11

Branch Locations

480 S. Main Street Suite 300, Davidson, NC 28036 • United States

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Davidson	NC	10/2018	Present
Sc Johnson Professional	Charlotte	NC	05/2018	10/2018
Merck & Co	Charlotte	NC	04/2016	03/2018

10/2018 → Present

Wells Fargo Clearing Services, Llc

Davidson, NC
05/2018 → 10/2018

Sc Johnson Professional

Charlotte, NC
04/2016 → 03/2018

Merck & Co

Charlotte, NC

Previous Registrations

2023-08-31 → 2024-10-16

Wells Fargo Clearing Services, Llc

Davidson, NC

Other Businesses

PERU INLOVE HANDMADE SOUVENIRS LLC, NOT INV RELATED, PINEVILLE, NC, 100% OWNERSHIP, START 2/24/2022, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, SOUVENIR SHOP.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-31

S66 Uniform Combined State Law Examination

2023-08-31

Other Names

Claudiapaola Angelesponce
Claudia Paola Angeles Ponce

View on SEC IAPD