Best Investors Account Sign in
Inactive

Lee Henry Clay

Regatta Capital Group, LLC

New Vernon, NJ

Claim This Profile
Current Employers
Regatta Capital Group, Llc

880 Apollo St. Suite 129, El Segundo, CA 90245 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-08-31
  • NJ RA
    APPROVED
    Since 2022-08-31

Branch Locations

New Vernon, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Los Angeles CA 01/2008 10/2018
Regatta Capital Group Llc El Segundo CA 10/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-20
  • S65 Uniform Investment Adviser Law Examination
    2018-11-20

View on SEC IAPD

More in New Vernon, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor