Nhan Hoai Nguyen

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

CA RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

Walnut, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Palo Alto	CA	10/2018	12/2019
Cogent Communicatins Inc	Santa Clara	CA	10/2017	08/2018
Solutionsoft Systems Inc	Santa Clara	CA	01/2015	02/2017
Unemployed	Milpitas	CA	02/2017	10/2017
Bank Of America, N.A.	Palo Alto	CA	12/2018	12/2019
Unemployed	Walnut	CA	12/2019	10/2021
Fidelity Brokerage Services, Llc	Salt Lake City	UT	10/2021	Present
Fidelity Investments	Boston	MA	03/2025	Present

10/2018 → 12/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA
10/2017 → 08/2018

Cogent Communicatins Inc

Santa Clara, CA
01/2015 → 02/2017

Solutionsoft Systems Inc

Santa Clara, CA
02/2017 → 10/2017

Unemployed

Milpitas, CA
12/2018 → 12/2019

Bank Of America, N.A.

Palo Alto, CA
12/2019 → 10/2021

Unemployed

Walnut, CA
10/2021 → Present

Fidelity Brokerage Services, Llc

Salt Lake City, UT
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2021-12-12 → 2025-03-31

Fidelity Personal And Workplace Advisors

Salt Lake City, UT

Walnut, CA
2019-02-11 → 2020-01-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-02-09

S66 Uniform Combined State Law Examination

2019-02-09

Other Names

Nhan Nguyen

View on SEC IAPD