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Brendan Ignatius Stone

LPl Financial LLC

Walnut Creek, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-11
  • CA RA
    APPROVED
    Since 2022-03-11

Branch Locations

1735 N Broadway, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 10/2018 03/2022
Allen Lund Company San Mateo CA 08/2014 09/2018
Bank Of America, N.A. San Francisco CA 12/2018 03/2022
Lpl Financial, Llc San Francisco CA 03/2022 Present
Fremont Bank San Francisco CA 03/2022 Present
Previous Registrations
Other Businesses

1) 3/2022 - DBA for LPL Business (entity for LPL business) - FB Investment Services - Investment Related - Walnut Creek, CA 94596

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-01
  • S66 Uniform Combined State Law Examination
    2019-02-01
Other Names
  • Brendan Stone

View on SEC IAPD

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Annie Claire Klopstock
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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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