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Darcie Mary Caspersen

Osaic Wealth, Inc.

The Villages, FL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-03
NH RA APPROVED 2023-11-03
  • FL RA
    APPROVED
    Since 2023-11-03
  • NH RA
    APPROVED
    Since 2023-11-03

Branch Locations

The Villages, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tpi Staffing Group Keene NH 08/2018 09/2018
Keene Eye Care Keene NH 05/2017 07/2018
Ciardelli Keene NH 11/2016 04/2017
Keene Gas-Amerigas Swanzey NH 08/2003 11/2017
Fsc Securities Corp Keene NH 03/2019 11/2023
Nh Employment Security Concord NH 09/2018 03/2019
Osaic Wealth, Inc. The Villages FL 11/2023 Present
  • 08/2018 → 09/2018
    Tpi Staffing Group
    Keene, NH
  • 05/2017 → 07/2018
    Keene Eye Care
    Keene, NH
  • 11/2016 → 04/2017
    Ciardelli
    Keene, NH
  • 08/2003 → 11/2017
    Keene Gas-Amerigas
    Swanzey, NH
  • 03/2019 → 11/2023
    Fsc Securities Corp
    Keene, NH
  • 09/2018 → 03/2019
    Nh Employment Security
    Concord, NH
  • 11/2023 → Present
    The Villages, FL
Previous Registrations
  • 2021-03-02 → 2023-11-03
    Fsc Securities Corporation
    The Villages, FL
Other Businesses

1. DARCIE CASPERSEN POSITION: Manager NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2021 ADDRESS: 2574 Dartford Terrace, The Villages FL 32162, United States DESCRIPTION: I offer management consulting services to assist small business owners in efforts to better understand and operate their business. Corporate management services would include any type of service that does not over lap with my investment or investment-advisory-related activities. Examples include: Analyzing a company's financial strengths and weaknesses and proposing corrective actions, especially with the objective of positioning the company for sale. Tracking how a company manages its income and expenses. Making sure a company's financial reports reflect the kind of data useful to prospective buyers. Coordinating with bookkeepers, accountant's, and legal council. Influencing strategic decisions (expansion or downsizing planning, for example). Reviewing company valuations. Reviewing company buy-out offers. 2. MCLAUGHLIN INVESTMENT GROUP LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2019 ADDRESS: 2574 Dartford Terrace, The Villages FL 32162, United States DESCRIPTION: Provide office support to the Senior Financial advisor, opening accounts, generating paperwork, filing, placing securities trades, answering and fielding telephone calls, monitoring emails.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-23
S63 Uniform Securities Agent State Law Examination 2019-10-24
  • S65 Uniform Investment Adviser Law Examination
    2021-02-23
  • S63 Uniform Securities Agent State Law Examination
    2019-10-24
Other Names
  • Darcie Mary Caspersen
  • Darcie Mary Pregent

View on SEC IAPD

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