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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-03 |
| NH | RA | APPROVED | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tpi Staffing Group | Keene | NH | 08/2018 | 09/2018 |
| Keene Eye Care | Keene | NH | 05/2017 | 07/2018 |
| Ciardelli | Keene | NH | 11/2016 | 04/2017 |
| Keene Gas-Amerigas | Swanzey | NH | 08/2003 | 11/2017 |
| Fsc Securities Corp | Keene | NH | 03/2019 | 11/2023 |
| Nh Employment Security | Concord | NH | 09/2018 | 03/2019 |
| Osaic Wealth, Inc. | The Villages | FL | 11/2023 | Present |
1. DARCIE CASPERSEN POSITION: Manager NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2021 ADDRESS: 2574 Dartford Terrace, The Villages FL 32162, United States DESCRIPTION: I offer management consulting services to assist small business owners in efforts to better understand and operate their business. Corporate management services would include any type of service that does not over lap with my investment or investment-advisory-related activities. Examples include: Analyzing a company's financial strengths and weaknesses and proposing corrective actions, especially with the objective of positioning the company for sale. Tracking how a company manages its income and expenses. Making sure a company's financial reports reflect the kind of data useful to prospective buyers. Coordinating with bookkeepers, accountant's, and legal council. Influencing strategic decisions (expansion or downsizing planning, for example). Reviewing company valuations. Reviewing company buy-out offers. 2. MCLAUGHLIN INVESTMENT GROUP LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2019 ADDRESS: 2574 Dartford Terrace, The Villages FL 32162, United States DESCRIPTION: Provide office support to the Senior Financial advisor, opening accounts, generating paperwork, filing, placing securities trades, answering and fielding telephone calls, monitoring emails.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-24 |
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