Best Investors Account Sign in
Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2019-08-15
TX RA APPROVED 2019-08-15
LA RA APPROVED 2019-05-06
  • MS RA
    APPROVED
    Since 2019-08-15
  • TX RA
    APPROVED
    Since 2019-08-15
  • LA RA
    APPROVED
    Since 2019-05-06

Branch Locations

10235 Jefferson Hwy Building 4, Suite B, Baton Rouge, LA 70809 • United States

8930 Lorraine Rd Ste C, Gulfport, MS 39503 • United States

4030 Lonesome Rd Ste A, Mandeville, LA 70448 • United States

2800 Veterans Memorial Blvd Ste 170, Metairie, LA 70005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gregory Ricks & Associates Dba Gregory Ricks Total Wealth Metairie LA 05/2018 Present
Design Engineering, Inc. Metairie LA 04/2018 05/2018
Uber New Orleans LA 01/2018 04/2018
Postlethwaite & Netterville New Orleans LA 08/2014 12/2017
Global Financial Private Capital, Llc Sarasota FL 10/2018 04/2019
J.W. Cole Advisors, Inc. Tampa FL 04/2019 05/2019
Ae Wealth Management, Llc Topeka KS 05/2019 Present
  • 05/2018 → Present
    Gregory Ricks & Associates Dba Gregory Ricks Total Wealth
    Metairie, LA
  • 04/2018 → 05/2018
    Design Engineering, Inc.
    Metairie, LA
  • 01/2018 → 04/2018
    Uber
    New Orleans, LA
  • 08/2014 → 12/2017
    Postlethwaite & Netterville
    New Orleans, LA
  • 10/2018 → 04/2019
    Global Financial Private Capital, Llc
    Sarasota, FL
  • 04/2019 → 05/2019
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 05/2019 → Present
    Topeka, KS
Previous Registrations
  • 2019-04-16 → 2019-05-14
    Metairie, LA
    Tampa, FL
  • 2018-10-24 → 2019-04-23
    Global Financial Private Capital, Inc.
    Metairie, LA
    Sarasota, FL
Other Businesses

1.) GREGORY RICKS AND ASSOCIATES, INC. DBA GREGORY RICKS TOTAL WEALTH; INVESTMENT-RELATED; 2800 VETERANS MEMORIAL BLVD., STE. 170 METAIRIE, LA 70002; INSURANCE SALES AND SERVICE; Insurance Producer; 5/2018; 160 HOURS PER MONTH; 160 HOURS PER MONTH; SALES OF FIXED INSURANCE PRODUCTS 2.)AEFA ; Investment-Related- No; 349 Copperfield Blvd. CE Suite-L #106, Cancord NC 28025; Educational INVESTMENT RELATED; Presenter: START DATE: 01/29/2026; NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0; DESCRIPTION: Presenter 3.)Wealth.com; Investment Related: No, ;2800 VETERANS MEMORIAL BLVD., Ste 170, Metairie LA 70002;Estate planning document services; Facilitator, Duties: Introduce, coordinate, and provide access to platform for clients to prepare estate planning documents, Start Date: 12/2025, Approx hours per month: 5, Hours during trading: 5. ; Clients can establish their estate plan documents through www.wealth.com .

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-21
  • S65 Uniform Investment Adviser Law Examination
    2018-09-21

View on SEC IAPD

More in Baton Rouge, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor