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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2019-08-15 |
| TX | RA | APPROVED | 2019-08-15 |
| LA | RA | APPROVED | 2019-05-06 |
Branch Locations
10235 Jefferson Hwy Building 4, Suite B, Baton Rouge, LA 70809 • United States
8930 Lorraine Rd Ste C, Gulfport, MS 39503 • United States
4030 Lonesome Rd Ste A, Mandeville, LA 70448 • United States
2800 Veterans Memorial Blvd Ste 170, Metairie, LA 70005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gregory Ricks & Associates Dba Gregory Ricks Total Wealth | Metairie | LA | 05/2018 | Present |
| Design Engineering, Inc. | Metairie | LA | 04/2018 | 05/2018 |
| Uber | New Orleans | LA | 01/2018 | 04/2018 |
| Postlethwaite & Netterville | New Orleans | LA | 08/2014 | 12/2017 |
| Global Financial Private Capital, Llc | Sarasota | FL | 10/2018 | 04/2019 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 04/2019 | 05/2019 |
| Ae Wealth Management, Llc | Topeka | KS | 05/2019 | Present |
1.) GREGORY RICKS AND ASSOCIATES, INC. DBA GREGORY RICKS TOTAL WEALTH; INVESTMENT-RELATED; 2800 VETERANS MEMORIAL BLVD., STE. 170 METAIRIE, LA 70002; INSURANCE SALES AND SERVICE; Insurance Producer; 5/2018; 160 HOURS PER MONTH; 160 HOURS PER MONTH; SALES OF FIXED INSURANCE PRODUCTS 2.)AEFA ; Investment-Related- No; 349 Copperfield Blvd. CE Suite-L #106, Cancord NC 28025; Educational INVESTMENT RELATED; Presenter: START DATE: 01/29/2026; NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0; DESCRIPTION: Presenter 3.)Wealth.com; Investment Related: No, ;2800 VETERANS MEMORIAL BLVD., Ste 170, Metairie LA 70002;Estate planning document services; Facilitator, Duties: Introduce, coordinate, and provide access to platform for clients to prepare estate planning documents, Start Date: 12/2025, Approx hours per month: 5, Hours during trading: 5. ; Clients can establish their estate plan documents through www.wealth.com .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-21 |
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