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Raphael Shaw Mcclure Robert

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-12
  • TX RA
    APPROVED
    Since 2022-09-12

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Dallas TX 10/2018 Present
Crown Capital Management Greenbrae CA 05/2017 08/2017
Superior Seafood New Orleans LA 12/2016 01/2017
University Of San Francisco San Francisco CA 08/2014 06/2018
Unemployed San Francisco CA 07/2018 08/2018
Fidelity Investments Westlake TX 09/2018 09/2018
  • 10/2018 → Present
    Charles Schwab & Co., Inc.
    Dallas, TX
  • 05/2017 → 08/2017
    Crown Capital Management
    Greenbrae, CA
  • 12/2016 → 01/2017
    Superior Seafood
    New Orleans, LA
  • 08/2014 → 06/2018
    University Of San Francisco
    San Francisco, CA
  • 07/2018 → 08/2018
    Unemployed
    San Francisco, CA
  • 09/2018 → 09/2018
    Fidelity Investments
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-12
S63 Uniform Securities Agent State Law Examination 2019-07-15
  • S66 Uniform Combined State Law Examination
    2022-09-12
  • S63 Uniform Securities Agent State Law Examination
    2019-07-15

View on SEC IAPD

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MICHAEL D FRANTZ
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EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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