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3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2025-11-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Las Vegas | NV | 02/2017 | 12/2022 |
| Wells Fargo Clearing Services, Llc | Las Vegas | NV | 10/2018 | 11/2025 |
| Bank Of West | Omaha | NE | 09/2016 | 02/2017 |
| Tpg Telecommunication | Omaha | NE | 11/2015 | 09/2016 |
| Bellevue University | Bellevue | NE | 04/2015 | 03/2019 |
| Mutual Of Omaha Investor Services, Inc | Omaha | NE | 11/2025 | Present |
RENTAL PROPERTY; INV RELATED; FOUNTAIN HILLS, AZ; 100% OWNERSHIP; 04/2025; 1 HOUR PER MONTH; 0 DURING TRADING; RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-01 |
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