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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-12 |
| MN | RA | APPROVED | 2014-02-04 |
Branch Locations
8500 Normandale Lake Blvd., Bloomington, MN 55437 • United States
Shakopee, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Bloomington | MN | 06/2013 | Present |
Shakopee Soccer Association / 1160 Vierling Drive #124ShakopeeMinnesota55379 / Youth soccer association / Sport & Leisure Facilities / Continue with the success and growth of Shakopee's youth soccer association through various marketing and community involvement activities. I'm being asked to be part of the finance & budget committee in a treasurer capacity. / Member of Board of directors / 10/1/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-12 |
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