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Current Employers
Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-04-06
  • IL RA
    APPROVED
    Since 2026-04-06

Branch Locations

200 W. Madison Ave. Suite 2200, Chicago, IL 60606 • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Symetra Life Insurance Company Bellevue WA 10/2018 08/2019
Symetra Securities, Inc Bellevue WA 10/2018 08/2024
North Coast Gymnastics Academy Bellingham WA 04/2015 06/2018
Unemployed Lake Stevens WA 06/2018 09/2018
Willows Lodge Woodinville WA 04/2013 09/2017
Huizhou Baijirui Pharmacy Co., Ltd. (Baijirui Pharmaceuticals) Huizhou 10/2024 Present
Cleo Chicago IL 08/2025 12/2025
Assetmark Financial Holdings Chicago IL 12/2025 Present
Unemployed Chicago IL 09/2024 10/2024
Assetmark Brokerage, Llc Chicago IL 12/2025 Present
  • 10/2018 → 08/2019
    Symetra Life Insurance Company
    Bellevue, WA
  • 10/2018 → 08/2024
    Symetra Securities, Inc
    Bellevue, WA
  • 04/2015 → 06/2018
    North Coast Gymnastics Academy
    Bellingham, WA
  • 06/2018 → 09/2018
    Unemployed
    Lake Stevens, WA
  • 04/2013 → 09/2017
    Willows Lodge
    Woodinville, WA
  • 10/2024 → Present
    Huizhou Baijirui Pharmacy Co., Ltd. (Baijirui Pharmaceuticals)
    Huizhou
  • 08/2025 → 12/2025
    Cleo
    Chicago, IL
  • 12/2025 → Present
    Assetmark Financial Holdings
    Chicago, IL
  • 09/2024 → 10/2024
    Unemployed
    Chicago, IL
  • 12/2025 → Present
    Assetmark Brokerage, Llc
    Chicago, IL
Other Businesses

1) ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 01/2025 - 160 HRS / MONTHLY - BUSINESS DEVELOPMENT CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD, CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED 2) HUIZHOU BAIJIRUI PHARMACEUTICAL - NOT INVESTMENT-RELATED - IN HUIZHOU, CHINA - PHARMACEUTICAL CONSULTING AND INTERNATIONAL DISTRIBUTION - CONSULTING DIRECTOR OF INTERNATIONAL RELATIONS AND DISTRIBUTION - START DATE 10/2024 - 12 HRS/ MONTHLY - 0 HOURS DURING SECURITY TRADING HOURS - PROVIDE STRATEGIC CONSULTING SUPPORT, MARKET RESEARCH, PRICING ANALYSIS FOR PHARMACEUTICAL PRODUCTS. DOES NOT INVOLVE SECURITIES, INVESTMENT ADVICE, CLIENT SOLICITATION, OR SALES 3) EBAY - NOT INVESTMENT-RELATED - REGULAR LISTINGS ON EBAY - EBAY SELLER - START DATE 9/2023 - 4 HRS/ MONTHLY - 0 HOURS DURING SECURITY TRADING HOURS - HOBBYIST TO SELL UNIQUE OR VINTAGE COINS AND WATCHES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-06
S63 Uniform Securities Agent State Law Examination 2019-06-14
  • S65 Uniform Investment Adviser Law Examination
    2026-04-06
  • S63 Uniform Securities Agent State Law Examination
    2019-06-14
Other Names
  • Kurtis Max
  • Kurt Sevon Max

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