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1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-04-06 |
Branch Locations
200 W. Madison Ave. Suite 2200, Chicago, IL 60606 • United States
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Symetra Life Insurance Company | Bellevue | WA | 10/2018 | 08/2019 |
| Symetra Securities, Inc | Bellevue | WA | 10/2018 | 08/2024 |
| North Coast Gymnastics Academy | Bellingham | WA | 04/2015 | 06/2018 |
| Unemployed | Lake Stevens | WA | 06/2018 | 09/2018 |
| Willows Lodge | Woodinville | WA | 04/2013 | 09/2017 |
| Huizhou Baijirui Pharmacy Co., Ltd. (Baijirui Pharmaceuticals) | Huizhou | 10/2024 | Present | |
| Cleo | Chicago | IL | 08/2025 | 12/2025 |
| Assetmark Financial Holdings | Chicago | IL | 12/2025 | Present |
| Unemployed | Chicago | IL | 09/2024 | 10/2024 |
| Assetmark Brokerage, Llc | Chicago | IL | 12/2025 | Present |
1) ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 01/2025 - 160 HRS / MONTHLY - BUSINESS DEVELOPMENT CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD, CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED 2) HUIZHOU BAIJIRUI PHARMACEUTICAL - NOT INVESTMENT-RELATED - IN HUIZHOU, CHINA - PHARMACEUTICAL CONSULTING AND INTERNATIONAL DISTRIBUTION - CONSULTING DIRECTOR OF INTERNATIONAL RELATIONS AND DISTRIBUTION - START DATE 10/2024 - 12 HRS/ MONTHLY - 0 HOURS DURING SECURITY TRADING HOURS - PROVIDE STRATEGIC CONSULTING SUPPORT, MARKET RESEARCH, PRICING ANALYSIS FOR PHARMACEUTICAL PRODUCTS. DOES NOT INVOLVE SECURITIES, INVESTMENT ADVICE, CLIENT SOLICITATION, OR SALES 3) EBAY - NOT INVESTMENT-RELATED - REGULAR LISTINGS ON EBAY - EBAY SELLER - START DATE 9/2023 - 4 HRS/ MONTHLY - 0 HOURS DURING SECURITY TRADING HOURS - HOBBYIST TO SELL UNIQUE OR VINTAGE COINS AND WATCHES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-14 |
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