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Jorge Eduardo Garcia

Wells Fargo Clearing Services, LLC

Houston, TX

Houston, TX

Houston, TX

Houston, TX

Houston, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-22
  • TX RA
    APPROVED
    Since 2019-03-22

Branch Locations

6651 Main St Ste F370, Houston, TX 77030 • United States

1301 Mckinney St Mezzanine Level, Houston, TX 77010 • United States

3803 Westheimer Rd, Houston, TX 77027 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

2651 Kipling St Ste 103, Houston, TX 77098 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Houston TX 07/2015 Present
Wells Fargo Clearing Services, Llc Houston TX 10/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-22
S63 Uniform Securities Agent State Law Examination 2019-03-02
  • S65 Uniform Investment Adviser Law Examination
    2019-03-22
  • S63 Uniform Securities Agent State Law Examination
    2019-03-02
Other Names
  • Jorge Eduardo Garcia Gonzalez
  • Jorge Garcia

View on SEC IAPD

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