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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-27
WA RA APPROVED 2023-04-20
MT RA APPROVED 2019-10-29
  • TX RA
    APPROVED_RES
    Since 2024-03-27
  • WA RA
    APPROVED
    Since 2023-04-20
  • MT RA
    APPROVED
    Since 2019-10-29

Branch Locations

Billings, MT • United States

401 Main St, Ste 1, Thompson Falls, MT 59873 • United States

4018 Montana Sapphire Dr Suite 1, Billings, MT 59106-3170 • United States

110 James St Ste 100, Edmonds, WA 98020 • United States

993 S 24Th St W Ste D, Billings, MT 59102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Thompson Falls MT 10/2018 03/2020
Raspberry Island Remote Lodge Kodiak AK 05/2018 10/2018
Highliner Lodge Pelican AK 05/2017 05/2018
Pillar Bay Llc Sitka AK 05/2015 05/2017
Ameriprise Financial Services, Llc Thompson Falls MT 03/2020 Present
  • 10/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Thompson Falls, MT
  • 05/2018 → 10/2018
    Raspberry Island Remote Lodge
    Kodiak, AK
  • 05/2017 → 05/2018
    Highliner Lodge
    Pelican, AK
  • 05/2015 → 05/2017
    Pillar Bay Llc
    Sitka, AK
  • 03/2020 → Present
    Thompson Falls, MT
Other Businesses

Business Ownership; Scenic Solutions Group, LLC; Manage real estate investment property.; The LLC is just to hold the real estate.; NHN Main St, , Thompson Falls, MT, 59873; Investment-Related; 07/19/2021; 1 to 9 hours per month; 0 during trading hours / Prairie Springs Group LLC; Co-owner; Administration and management of team-related operations and expenses; 993 South 24th St W, Suite D, , Billings , MT, 59101; Not Investment-Related; 03/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Rede Holdings, LLC; Co-owner; Real Estate; 401 Main St, , Thompson Falls, MT, 59873; Not Investment-Related; 04/01/2025; 1 to 9 hours per month; 0 during trading hours / SFGE, LLC; Co-owner; Manage Ameriprise Business; 4018 Sapphire Drive, Suite 1, Billings , MT, 59106; Not Investment-Related; 06/03/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; SFGE, LLC; Co-owner; Manage advisory business; 4018 Sapphire Drive, Suite 1, Billings , MT, 59106; Investment-Related; 06/03/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-24
  • S66 Uniform Combined State Law Examination
    2019-10-24

View on SEC IAPD

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