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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-01-29 |
Branch Locations
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
301 Summit Blvd, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 07/2022 | Present |
| Wells Fargo Bank, Na | Birmingham | AL | 02/2019 | Present |
| Guardian Financial | Mobile | AL | 06/2018 | 02/2019 |
| Academy Sports | Mobile | AL | 01/2016 | 05/2018 |
| Unemployed | Mobile | AL | 07/2012 | 12/2016 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-22 |
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