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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-09-03
  • PA RA
    APPROVED
    Since 2021-09-03

Branch Locations

600 Grant Street 3550 Us Steel Tower, Pittsburgh, PA 15219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bny Mellon Pittsburgh PA 07/2017 07/2018
Hefren Tillotson Wexford PA 08/2018 07/2021
Student New Wilmington PA 09/2013 05/2017
Edward Gallagher Pittsburgh PA 07/2021 08/2024
Northwestern Mutual Investment Services Llc Pittsburgh PA 09/2021 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2021 10/2024
Emg Resources, Llc Pittsburgh PA 08/2024 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2024 Present
  • 07/2017 → 07/2018
    Bny Mellon
    Pittsburgh, PA
  • 08/2018 → 07/2021
    Hefren Tillotson
    Wexford, PA
  • 09/2013 → 05/2017
    Student
    New Wilmington, PA
  • 07/2021 → 08/2024
    Edward Gallagher
    Pittsburgh, PA
  • 09/2021 → Present
    Pittsburgh, PA
  • 09/2021 → 10/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2024 → Present
    Emg Resources, Llc
    Pittsburgh, PA
  • 10/2024 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2019-03-01 → 2021-07-08
    Hefren-Tillotson, Inc.
    Wexford, PA
    Pittsburgh, PA
    Pittsburgh, PA
Other Businesses

1. TECHNICAL ARCHITECT, HUMAN SERVICES ADMINISTRATION ORGANIZATION, 206 VILLAGE PL, WEXFORD, , PENNSYLVANIA, 15090, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 5/1/2015, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, REPORT WRITING 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-01
  • S66 Uniform Combined State Law Examination
    2019-03-01
Other Names
  • Garrett M Ashbaugh

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