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2150 Post Road, Suite 201, Fairfield, CT 06824 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-10-01 |
| NY | RA | APPROVED | 2024-10-01 |
Branch Locations
440 Mamaroneck Ave Suite 403, Harrison, NY 10528 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nes Associates, Llc | Alexandria | VA | 10/2010 | 02/2018 |
| Unemployed | Mamaroneck | NY | 02/2018 | 10/2018 |
| Lpl Financial, Llc | Harrison | NY | 11/2018 | Present |
| Independent Financial Partners | White Plains | NY | 11/2018 | 05/2019 |
| Independent Advisor Alliance, Llc | Harrison | NY | 03/2019 | 09/2024 |
| Moneco Advisors Dba Rightirement Wealth Partners | Fairfield | CT | 10/2024 | Present |
1)11/27/2018 - LICENSED ATTORNEY - ALLEN HODYS - 0% - NOT INVESTMENT RELATED - Mamaroneck, NY 10543 2)11/27/2018 - DBA for LPL Business (entity for LPL business) - RIGHTIREMENT WEALTH PARTNERS - INVESTMENT RELATED - WHITE PLAINS, NY 10604 3)11/27/2018 - NOTARY - ALLEN HODYS - 0% - INVESTMENT RELATED - WHITE PLAINS, NY 10604. 4) 1/16/2019 - RIGHTIREMENT WEALTH PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/27/2018 - 160 Hours Per Month During Securities Trading. 5) 5/30/2019 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 03/01/2019 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 5/30/2019. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 11/29/2019 - RWP Capital - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/02/2019 - 170 Hours Per Month During Securities Trading. 7) 11/18/2024 - Jurs Montgomery Brokerage - Non-Variable Insurance - Investment Related - At Reported Business location(s) - Start Date 04/09/2018 - 3 Hours per month/ 1 hour during Trading 8) 11/18/2024 - MONECO Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business location(s) - Start Date 10/01/2024 - 160 Hours per month/ 8 hours during Trading 9. 08/01/2025 - MONECO Insurance, LLC - Non-Variable Insurance - Investment Related - At Reported Business location(s) - Start Date 07/01/2025 - 3 Hours per month/ 1 hours during Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-23 |
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