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5780 Fleet St. Suite 308, Carlsbad, CA 92008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-11 |
Branch Locations
5780 Fleet St. Suite 308, Carlsbad, CA 92008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Mission Viejo | CA | 04/2020 | 12/2020 |
| One Degree Advisors | San Diego | CA | 10/2018 | 04/2020 |
| Weatherly Asset Management | Del Mar | CA | 10/2017 | 10/2018 |
| Starbucks | San Diego | CA | 01/2016 | 10/2017 |
| Anchor Bay Capital, Inc. | Carlsbad | CA | 12/2020 | Present |
| Anchor Bay Securities, Llc | Carlsbad | CA | 12/2020 | Present |
| Anchor Bay Tax & Consulting Llc | Carlsbad | CA | 06/2022 | Present |
| Anchor Bay Private Wealth, Llc | Carlsbad | CA | 06/2023 | Present |
Anchor Bay Capital, Inc. * Investment-related * 5780 Fleet Street, STE 308, Carlsbad, CA 92008 * Financial Planning and RIA * CFP/Advisor * Start Date: 12/2020 * 120 Hours/Month * 80 Hours during Trading Anchor Bay Tax & Consulting LLC * Not Investment Related * 5780 Fleet Street, STE, Carlsbad, CA 92008 * Tax Preparation and Estate Consulting * EA * Start Date: June 2022 * Hours per Month: 40 * 20 Hours during Trading Anchor Bay Private Wealth * Investment-related * 5780 Fleet Street, STE 308, Carlsbad, CA 92008 * RIA and Financial Planning * CFP/Advisor * June 2023 * 12 Hours/Mo * 4 Hours/Mo Trading Hours National Financial Planning Association NexGen * Not Investment-related * Denver, CO * Financial Planning discussions with other planners * President * Sep, 2017 * 8 Hours/Mo * 4 Hours/Mo trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2020-07-28 |
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