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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-02-20
TX RA APPROVED 2024-02-19
  • NJ RA
    APPROVED
    Since 2024-02-20
  • TX RA
    APPROVED
    Since 2024-02-19

Branch Locations

25 Deforest Avenue Floor 3, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Summit NJ 10/2018 Present
Jpmorgan Securities Llc Summit NJ 10/2018 Present
Jpmorgan Chase Bank, N.A. New York NY 06/2015 09/2016
Jpmorgan Chase Bank, N.A. New York NY 09/2016 09/2018
  • 10/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Summit, NJ
  • 10/2018 → Present
    Jpmorgan Securities Llc
    Summit, NJ
  • 06/2015 → 09/2016
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 09/2016 → 09/2018
    Jpmorgan Chase Bank, N.A.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-19
S63 Uniform Securities Agent State Law Examination 2019-01-30
  • S65 Uniform Investment Adviser Law Examination
    2024-02-19
  • S63 Uniform Securities Agent State Law Examination
    2019-01-30

View on SEC IAPD

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