Derek Charles Wilkerson

Current Employers

Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2019-08-12

IA RA
APPROVED

Since 2019-08-12

Branch Locations

1415 28Th St Suite 160, West Des Moines, IA 50266 • United States

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Urbandale	IA	09/2014	Present
Self Employed	Urbandale	IA	06/2011	Present
Tucker Asset Management Llc	Littleton	CO	10/2018	08/2019
Integrity Alliance, Llc	Urbandale	IA	08/2019	Present

09/2014 → Present

Self Employed

Urbandale, IA
06/2011 → Present

Self Employed

Urbandale, IA
10/2018 → 08/2019

Tucker Asset Management Llc

Littleton, CO
08/2019 → Present

Integrity Alliance, Llc

Urbandale, IA

Previous Registrations

2018-10-19 → 2019-08-12

Tucker Asset Management Llc

Urbandale, IA

Littleton, CO

Other Businesses

1) Insurance Agent License, investment-related, 180 hours/month devoted to the business with 120 hours during securities trading hours. 2) Trio Wealth Advisory; investment-related; 1415 28th St. Suite 175, West Des Moines, IA, 50266; DBA for Wealth Advisory; President; 07/28/2025; 160 hours per month; 160 hours during security hours; Wealth management services

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-09-28

S65 Uniform Investment Adviser Law Examination

2018-09-28

View on SEC IAPD