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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-13
LA RA APPROVED 2020-11-30
MD RA APPROVED 2020-09-29
  • TX RA
    APPROVED_RES
    Since 2021-05-13
  • LA RA
    APPROVED
    Since 2020-11-30
  • MD RA
    APPROVED
    Since 2020-09-29

Branch Locations

601 Poydras St, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Harvey LA 09/2018 03/2020
Couch,Conville,Blitt Llc Metairie LA 09/2014 09/2018
Jpmorgan Chase Bank, N.A. Harvey LA 09/2018 03/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 03/2020 Present
Bank Of America, N.A. Baltimore MD 10/2020 Present
Previous Registrations
Other Businesses

I*504181 For profit or not for profit: Name of outside business organization: BOYZ PROPERTIES LLC Investment related: N Address of business: NEW ORLEANS, Louisiana, 70117 Nature of business: Position, title, association: , Start date of relationship: 6/1/2020 Number of hours devoted: 0 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-07
  • S66 Uniform Combined State Law Examination
    2019-03-07
Other Names
  • Nicole Monique Fortenberry
  • Nicole Dunbar
  • Nicole Fortenberry Dunbar

View on SEC IAPD

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