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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2022-05-04 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Anchorage | AK | 07/2014 | 04/2022 |
| Wells Fargo Clearing Services, Ll | Anchorage | AK | 10/2018 | 04/2022 |
| University Of Alaska Anchorage | Anchorage | AK | 08/2012 | 05/2017 |
| Gwfs Equities, Inc | Greenwood Village | CO | 04/2022 | Present |
| Advised Assets Group, Llc | Greenwood Village | CO | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-22 |
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