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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2019-01-04
TX RA APPROVED 2019-01-04
  • MO RA
    APPROVED
    Since 2019-01-04
  • TX RA
    APPROVED
    Since 2019-01-04

Branch Locations

9 Westowne St, Liberty, MO 64068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harding University Searcy AZ 08/2014 09/2018
Raymond James Financial Services, Inc Liberty MO 10/2018 Present
Holloway Harman & Associates Liberty MO 10/2018 Present
  • 08/2014 → 09/2018
    Harding University
    Searcy, AZ
  • 10/2018 → Present
    Raymond James Financial Services, Inc
    Liberty, MO
  • 10/2018 → Present
    Holloway Harman & Associates
    Liberty, MO
Other Businesses

Name of Business : Holloway Harman & Associates Address: Liberty, MO Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Employee Investment Related:No Start Date: 10/01/2018 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 130 Description of duties: Financial Advisor, RJFS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-03
  • S66 Uniform Combined State Law Examination
    2019-01-03

View on SEC IAPD

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