Nicholas James Ferguson

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2025-08-14
TX	RA	APPROVED	2025-08-14
VT	RA	APPROVED	2025-08-14
MA	RA	APPROVED	2024-08-13

Branch Locations

97 Mt. Auburn Street, Cambridge, MA 02138 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Nylife Securities Llc	Waltham	MA	10/2018	11/2019
New York Life Insurance Company	Waltham	MA	10/2018	11/2019
Unemployed	Walpole	MA	05/2018	08/2018
State Street Corporation	Amherst	MA	01/2017	05/2018
Umass Amherst	Amherst	MA	09/2014	05/2018
Downtown Boston Bid	Boston	MA	05/2017	08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	12/2019	07/2024
Bank Of America N.A.	Lincoln	RI	12/2019	07/2024
Tiaa	Cambridge	MA	08/2024	Present
Tiaa-Cref Individual & Institutional Services, Llc	Cambridge	MA	08/2024	Present

10/2018 → 11/2019

Nylife Securities Llc

Waltham, MA
10/2018 → 11/2019

New York Life Insurance Company

Waltham, MA
05/2018 → 08/2018

Unemployed

Walpole, MA
01/2017 → 05/2018

State Street Corporation

Amherst, MA
09/2014 → 05/2018

Umass Amherst

Amherst, MA
05/2017 → 08/2017

Downtown Boston Bid

Boston, MA
12/2019 → 07/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
12/2019 → 07/2024

Bank Of America N.A.

Lincoln, RI
08/2024 → Present

Tiaa

Cambridge, MA
08/2024 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Cambridge, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-01-23
S63	Uniform Securities Agent State Law Examination	2019-01-02