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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
3343 Peachtree Road, N.E. Suite 700, Atlanta, GA 30326 • United States
11300 Johns Creek Pkwy Suite 200, Johns Creek, GA 30097 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Johns Creek | GA | 10/2018 | 01/2019 |
| Wow Business | Charleston | SC | 03/2016 | 02/2019 |
| Pruco Securities, Llc. | Johns Creek | GA | 02/2019 | 11/2024 |
| Prudential Insurance Company Of America | Johns Creek | GA | 03/2019 | Present |
| Lpl Enterprise, Llc | Johns Creek | GA | 11/2024 | Present |
1) 11/14/2024- Cornerstone Financial Partners- DBA for LPL Business (entity for LPL business)- Providing Financial Planning and Investment Advice- INV Related- At Johns Creek, GA- Start date 09/23/2024- 160 HRS MTH- 120 HRS During Trading 2) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-04 |
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