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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-03-15 |
Branch Locations
600 West Broadway Suite 3200, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | San Diego | CA | 02/2019 | 09/2021 |
| Commonwealth Financial Network | San Diego | CA | 10/2018 | 01/2019 |
| Vita Wine Consulting | Carmel | CA | 08/2018 | 10/2018 |
| Mcp's Irish Pub | San Diego | CA | 04/2017 | 09/2017 |
| Fortrend Securities | Melbourne | 12/2015 | 12/2016 | |
| Durham Univeristy | Durham | 09/2017 | 07/2018 | |
| Traveling | Melbourne | 12/2016 | 04/2017 | |
| Commonwealth Financial Network | San Diego | CA | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-29 |
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