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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-07
SC RA APPROVED 2025-05-06
AL RA APPROVED 2025-05-02
GA RA APPROVED 2025-04-24
  • FL RA
    APPROVED
    Since 2025-05-07
  • SC RA
    APPROVED
    Since 2025-05-06
  • AL RA
    APPROVED
    Since 2025-05-02
  • GA RA
    APPROVED
    Since 2025-04-24

Branch Locations

2300 Windy Ridge Parkway S.E. Suite 240 S, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Rochester NY 02/2016 03/2018
Td Ameritrade Ithaca NY 03/2018 04/2020
Fidelity Investments Atlanta GA 08/2020 11/2024
Cuna Mutual Rochester NY 07/2020 08/2020
Valic Financial Advisors, Inc. Houston TX 04/2025 Present
Unemployed Ball Ground GA 12/2024 03/2025
Agia Houston TX 04/2025 Present
Unemployed Houston TX 04/2020 07/2020
  • 02/2016 → 03/2018
    Scottrade
    Rochester, NY
  • 03/2018 → 04/2020
    Td Ameritrade
    Ithaca, NY
  • 08/2020 → 11/2024
    Fidelity Investments
    Atlanta, GA
  • 07/2020 → 08/2020
    Cuna Mutual
    Rochester, NY
  • 04/2025 → Present
    Houston, TX
  • 12/2024 → 03/2025
    Unemployed
    Ball Ground, GA
  • 04/2025 → Present
    Agia
    Houston, TX
  • 04/2020 → 07/2020
    Unemployed
    Houston, TX
Previous Registrations
  • 2020-09-22 → 2024-12-05
    Fidelity Personal And Workplace Advisors
    Alpharetta, GA
  • 2018-03-09 → 2020-04-28
    Td Ameritrade, Inc.
    Ithaca, NY
  • 2018-03-12 → 2020-04-28
    Td Ameritrade Investment Management, Llc
    Ithaca, NY
  • 2018-02-12 → 2018-03-08
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

AGIA POSITION: Agent NATURE: non securities insurance produces INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2025 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell non securities insurance products to AGIA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-09
S63 Uniform Securities Agent State Law Examination 2005-10-06
  • S66 Uniform Combined State Law Examination
    2018-02-09
  • S63 Uniform Securities Agent State Law Examination
    2005-10-06
Other Names
  • James Garman
  • James H Garman
  • James Hull Garman

View on SEC IAPD

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