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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-09 |
| TX | RA | APPROVED_RES | 2026-04-01 |
| NJ | RA | APPROVED | 2026-03-31 |
Branch Locations
7100 N Kendall Dr/Sw 88Th St, Miami, FL 33156 • United States
396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Hialeah | FL | 05/2017 | 03/2021 |
| Wells Fargo Clearing Services, Llc | Hialeah | FL | 10/2018 | 04/2021 |
| Palm Beach County School District | West Palm Beach | FL | 05/2016 | 11/2016 |
| Florida National University | Miami | FL | 10/2016 | 01/2018 |
| Bianco Boutique Hotel | Miami | FL | 11/2016 | 05/2017 |
| Primerica | Miami | FL | 07/2016 | 05/2017 |
| Citizens Securities Inc. | Haddon Heights | NJ | 04/2021 | 07/2021 |
| The Vanguard Group, Inc. | Malvern | PA | 07/2021 | 03/2026 |
| Self-Employed | King Of Prussia | PA | 09/2021 | 01/2026 |
| Self-Employed | King Of Prussia | PA | 09/2025 | 01/2026 |
| Vanguard Marketing Corporation | Malvern | PA | 07/2021 | 03/2026 |
| Wells Fargo Clearing Services, Llc | Coral Cables | FL | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-03 |
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