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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Westlake | TX | 09/2018 | 09/2020 |
| At&T | Denton | TX | 03/2016 | 08/2018 |
| Charles Schwab & Co., Inc. | Westlake | TX | 09/2020 | Present |
1) KayKstries | Investment Related:No|13861 Raceway DR|Northlake|TX|76262|USA|Food/Beverage Production|Baker|12/1/2017|Less than 20|0|Owner. Baking cakes & pastries for a commission fee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-07 |
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