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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-03-27 |
Branch Locations
6200 Stoneridge Mall Road Suite 100, Pleasanton, CA 94588 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Walnut Creek | CA | 10/2018 | 03/2019 |
| Jp Morgan Chase | San Francisco | CA | 02/2017 | 10/2018 |
| Bank Of America | Hayward | CA | 02/2014 | 02/2017 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 02/2019 | 03/2019 |
| Charles Schwab & Co., Inc. | Pleasanton | CA | 03/2019 | Present |
| Charles Schwab Bank | Pleasanton | CA | 03/2019 | Present |
1) IHSS Provider|Investment Related:No|6955 Foothill Blvd Ste 3;OAKLAND;CA;94605;USA|Personal/Household Services|IHSS Provider|2019-03-18|HoursPerMonth:More than 40|HoursSpentduringSecurityTrading:0|In home care for in-laws, including grocery shopping, house cleaning, nad doctor appointments. 2) TRV Rental LLC|Investment Related:No|1401 21st st ste r;sacramento;ca;95811;us|Rental Services (Other than Real Estate)|Member|2024-10-08|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:1|manager
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-28 |
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