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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-04-15 |
Branch Locations
309 1St Street Ne, Ste 102, Little Falls, MN 56345 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crow Wing County | Brainerd | MN | 01/2011 | 03/2019 |
| Thrivent Investment Management Inc | Little Falls | MN | 11/2018 | 08/2022 |
| Thrivent Financial | Appleton | WI | 03/2019 | 05/2019 |
| Thrivent Financial | Appleton | WI | 05/2019 | 08/2022 |
| Osaic Wealth, Inc. | Little Falls | MN | 08/2022 | 04/2024 |
| Focus Financial Network Inc. | Little Falls | MN | 08/2022 | 04/2024 |
| Lpl Financial Llc | Little Falls | MN | 04/2024 | Present |
1) 04/15/2024 - Junior Achievement - Outside/W-2 Employment - Volunteer teacher - Pierz, MN - Noninvestment related - 1 Hour per month - Start date: 09/06/2021. 2) 04/15/2024 - Wochnick Financial Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date 04/15/2024 - 160 Hours per month/ during trading 3) 04/15/2024 - Kapus Excavating - Business Owner - Home Based - Investment related - 15 Hours per month - Start date: 01/01/2021. 4) 06/04/2025 - Wochnick Tax Services LLC - Inv. Related - Tax Prep/Accounting/CPA - At reported business location(s) - Start date:05/27/2025 - 20 Hrs/Mth - 2 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-04 |
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