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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-04-17
  • NH RA
    APPROVED
    Since 2025-04-17

Branch Locations

Hampton, NH • United States

40 Congress Street, Portsmouth, NH 03801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riverrock Capital Management Llc Austin TX 12/2019 01/2024
Perspecta Trust Llc Hampton NH 09/2010 12/2019
Renegade Capital Gp, Llc And Its Subsidiaries And Affiliates Austin TX 11/2019 01/2024
Sealight Capital Llc Hampton NH 03/2023 Present
Obra Capital Austin TX 01/2024 07/2024
  • 12/2019 → 01/2024
    Riverrock Capital Management Llc
    Austin, TX
  • 09/2010 → 12/2019
    Perspecta Trust Llc
    Hampton, NH
  • 11/2019 → 01/2024
    Renegade Capital Gp, Llc And Its Subsidiaries And Affiliates
    Austin, TX
  • 03/2023 → Present
    Sealight Capital Llc
    Hampton, NH
  • 01/2024 → 07/2024
    Obra Capital
    Austin, TX
Previous Registrations
Other Businesses

1) Diocese of Manchester (NH)Manchester NH United States, 03104, www.catholicnh.org, Charity Oversee the business and financing activities for the Catholic Church in New Hampshire. Member of Board of directors , Serve on the Diocesan Finance Council; Chair of Investment and Loan Committee Start Date- 1/1/2017. 2) SeaLight Capital LLC, Seabrook NH United States,03104, Partnership, Banking (Retail, Investment, Merchant), Personal investment holding company, Partner, This is a private, personal investment holding company.Start Date - 3/8/2023, Investment Related -Yes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-27
  • S66 Uniform Combined State Law Examination
    2025-03-27
Designations
Other Names
  • Anthony Annino
  • Tony Annino

View on SEC IAPD

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