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566 North Kimball Ave Suite 120, Southlake, TX 76092 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-10-10 |
Branch Locations
566 North Kimball Ave Suite 120, Southlake, TX 76092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Solutions 4 Wealth, Ltd. | Southlake | TX | 07/2018 | 02/2019 |
| Textron Specialized Vehicles | Augusta | GA | 07/2017 | 08/2018 |
| Bell Helicopter - Textron | Fort Worth | TX | 09/2011 | 07/2017 |
| Solutions 4 Wealth, Ltd. | Southlake | TX | 02/2019 | Present |
| Advanced Planning, Inc. | Southlake | TX | 08/2018 | Present |
| Sable Llc | Southlake | TX | 02/2019 | Present |
1) Advanced Planning, Inc.; Investment-Related; SouthLake, TX; insurance sales and service; Owner/Insurance Agent; Start: 08/2018; 48 hours per month; 24 during securities trading hours; Duties are to direct and oversee all administrate duties. Implement office policies and procedures, supervise administrative and sales staff, generate sales leads, explain various insurance policies to current and prospective clients, and guide clients on selecting appropriate products and coverage to meet client needs. 2) Sable LLC; Member; Start: 02/2019; not investment related; Southlake, TX; 20 hours per month; 5 during securities trading 3) Prestige Consulting Group, LLC; Non Investment-Related; Southlake, TX; Real Estate Consulting; President; 8/2022; 30 hrs/mo; 10 hrs/mo during securities trading hours; Duties are analysis of real estate properties for clients including profitability, sale, development, and/or improvements.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-20 |
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