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Clayton Johnson

Sei Investments Management Corp

Aurora, CO

Oaks, PA

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Current Employers
Sei Investments Management Corp

One Freedom Valley Drive, Oaks, PA 19456 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-10-28
PA RA APPROVED 2024-10-28
  • CO RA
    APPROVED
    Since 2024-10-28
  • PA RA
    APPROVED
    Since 2024-10-28

Branch Locations

Aurora, CO • United States

One Freedom Valley Drive, Oaks, PA 19456 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Centennial CO 09/2018 08/2021
Trust Company Of America Centennial CO 05/2014 10/2018
Axos Clearing Llc Centennial CO 08/2021 02/2024
Sei Investments Oaks PA 09/2024 Present
Unemployment Aurora CO 02/2024 09/2024
  • 09/2018 → 08/2021
    E*Trade Securities Llc
    Centennial, CO
  • 05/2014 → 10/2018
    Trust Company Of America
    Centennial, CO
  • 08/2021 → 02/2024
    Axos Clearing Llc
    Centennial, CO
  • 09/2024 → Present
    Sei Investments
    Oaks, PA
  • 02/2024 → 09/2024
    Unemployment
    Aurora, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-28
S63 Uniform Securities Agent State Law Examination 2020-09-01
S66 Uniform Combined State Law Examination 2005-06-14
  • S65 Uniform Investment Adviser Law Examination
    2024-10-28
  • S63 Uniform Securities Agent State Law Examination
    2020-09-01
  • S66 Uniform Combined State Law Examination
    2005-06-14
Other Names
  • Calyton Thomas Johnson
  • Clayton Thomas Johnson

View on SEC IAPD

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