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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-09
CA RA APPROVED 2023-06-06
  • TX RA
    APPROVED_RES
    Since 2023-06-09
  • CA RA
    APPROVED
    Since 2023-06-06

Branch Locations

San Diego, CA • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Navy San Diego CA 06/1989 06/2018
Unemloyed San Diego CA 06/2018 09/2018
Intervest International Equities Corp Colorado Springs CO 09/2018 06/2023
Kestra Advisory Services Llc San Diego CA 06/2023 Present
Kestra Investment Services, Llc San Diego CA 06/2023 Present
  • 06/1989 → 06/2018
    United States Navy
    San Diego, CA
  • 06/2018 → 09/2018
    Unemloyed
    San Diego, CA
  • 09/2018 → 06/2023
    Intervest International Equities Corp
    Colorado Springs, CO
  • 06/2023 → Present
    San Diego, CA
  • 06/2023 → Present
    Kestra Investment Services, Llc
    San Diego, CA
Previous Registrations
  • 2018-09-27 → 2023-06-06
    Intervest International, Inc.
    San Diego, CA
    Colorado Springs, CO
Other Businesses

Business Name: BE FINANCIALLY SOUND POSI: RR NOB: Insurance INV REL: Y #OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/15/2023 ADDRESS: 7047 Santa Fe Canyon PL, San Diego CA 92129 DESC: RR Business Name: KESTRA ADVISORY SERVICES LLC POSI: IAR NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes #OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/15/2023 ADDRESS: 5707 SouthWest Parkway, Building #2 Suite 400, Austin TX 78735 DESC: IAR Business Name: JOHN H. DONEY POSI: Senior Consultant and Technical Advisor NOB: Consulting INV REL: No #OF HOURS: 50 SECURITIES TRADING HOURS: 25 START DATE: 09/16/2019 ADDRESS: 7047 Santa Fe Canyon PL, San Diego CA 92129 DESC: Manage all aspects of consulting business as an hourly or task/project based consultant for hire in theUS Military and Governmentarenaproviding expert advice, input, feedback, assessments and work products related to the above areas of expertise as needed on a per contract basis.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-14
S63 Uniform Securities Agent State Law Examination 2018-06-06
  • S65 Uniform Investment Adviser Law Examination
    2018-08-14
  • S63 Uniform Securities Agent State Law Examination
    2018-06-06
Other Names
  • Jd Doney

View on SEC IAPD

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