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Derin Christiane Wenger

Ubs Financial Services Inc.

Los Angeles, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-06-20
  • CA RA
    APPROVED
    Since 2019-06-20

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Santa Barbara CA 10/2018 Present
University Of California, Santa Barbara Santa Barbara CA 09/2014 06/2018
Slingshot Connections Monterey CA 08/2018 09/2018
Unemployed Salinas CA 07/2018 07/2018
  • 10/2018 → Present
    Ubs Financial Services
    Santa Barbara, CA
  • 09/2014 → 06/2018
    University Of California, Santa Barbara
    Santa Barbara, CA
  • 08/2018 → 09/2018
    Slingshot Connections
    Monterey, CA
  • 07/2018 → 07/2018
    Unemployed
    Salinas, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-20
  • S66 Uniform Combined State Law Examination
    2019-06-20

View on SEC IAPD

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