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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-06
  • TX RA
    APPROVED
    Since 2024-11-06

Branch Locations

San Antonio, TX • United States

3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schools Financial Credit Union Sacramento CA 05/2018 09/2018
Omnimax International, Inc. Sacramento CA 03/2012 09/2018
Franklin Templeton / Franklin Distributors, Inc. Rancho Cordova CA 09/2018 10/2024
Capital Group / Capital Client Group, Inc. San Antonio TX 10/2024 Present
California State University - Sacramento Sacramento CA 08/2015 05/2018
  • 05/2018 → 09/2018
    Schools Financial Credit Union
    Sacramento, CA
  • 03/2012 → 09/2018
    Omnimax International, Inc.
    Sacramento, CA
  • 09/2018 → 10/2024
    Franklin Templeton / Franklin Distributors, Inc.
    Rancho Cordova, CA
  • 10/2024 → Present
    Capital Group / Capital Client Group, Inc.
    San Antonio, TX
  • 08/2015 → 05/2018
    California State University - Sacramento
    Sacramento, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-12-20
  • S63 Uniform Securities Agent State Law Examination
    2018-12-20
Designations

View on SEC IAPD

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