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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-06 |
Branch Locations
San Antonio, TX • United States
3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schools Financial Credit Union | Sacramento | CA | 05/2018 | 09/2018 |
| Omnimax International, Inc. | Sacramento | CA | 03/2012 | 09/2018 |
| Franklin Templeton / Franklin Distributors, Inc. | Rancho Cordova | CA | 09/2018 | 10/2024 |
| Capital Group / Capital Client Group, Inc. | San Antonio | TX | 10/2024 | Present |
| California State University - Sacramento | Sacramento | CA | 08/2015 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-12-20 |
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