Anna Marie Bertrand

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2023-05-01

MO RA
APPROVED

Since 2023-05-01

Branch Locations

3555 S Culpepper Cir Ste 100, Springfield, MO 65804 • United States

House Springs, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
St Albans Country Club	St. Albans	MO	05/2012	04/2018
Mutual Of Omaha Investor Services	St Louis	MO	06/2018	Present
Mutual Of Omaha Insurance Company	St Louis	MO	06/2018	Present

05/2012 → 04/2018

St Albans Country Club

St. Albans, MO
06/2018 → Present

Mutual Of Omaha Investor Services

St Louis, MO
06/2018 → Present

Mutual Of Omaha Insurance Company

St Louis, MO

Other Businesses

1. Insurance Agent; Start Date: 06/2018; Non-Investment Related; Insurance Lines of Business: Life, Health, and Annuity; Approximately 40-60 hours per week. 2. Welder/painter for Mr Metal Railings in St Louis MO. Start date: 10-24-2023. Typically work 1-4 times a month. Estimated average hours each month: 10-20.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-05-01
S63	Uniform Securities Agent State Law Examination	2019-09-06

S65 Uniform Investment Adviser Law Examination

2023-05-01
S63 Uniform Securities Agent State Law Examination

2019-09-06