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William Eben Phelps

Alliancebernstein L.P.

St. Louis Park, MN

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-08-02
  • MN RA
    APPROVED
    Since 2022-08-02

Branch Locations

1601 Utica Avenue South, St. Louis Park, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc. Minneapolis MN 09/2018 Present
Seamans Capital Management Boston MA 10/2014 05/2018
Unemployed Long Lake MN 06/2018 09/2018
  • 09/2018 → Present
    Sanford C. Bernstein & Co., Llc.
    Minneapolis, MN
  • 10/2014 → 05/2018
    Seamans Capital Management
    Boston, MA
  • 06/2018 → 09/2018
    Unemployed
    Long Lake, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-02
S63 Uniform Securities Agent State Law Examination 2019-02-15
  • S66 Uniform Combined State Law Examination
    2022-08-02
  • S63 Uniform Securities Agent State Law Examination
    2019-02-15
Other Names
  • William Phelps

View on SEC IAPD

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