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Joseph Andrew Elwood Gift

Charles Schwab & Co., Inc.

New York City, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-14
  • NY RA
    APPROVED
    Since 2021-05-14

Branch Locations

1300 Avenue Of The Americas, New York City, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. New York City NY 09/2018 Present
Ag Financial Services Denver CO 08/2014 08/2018
Match Ups Fort Collins CO 05/2017 08/2018
Above And Beyond Services Denver CO 05/2015 08/2018
Charles Schwab Bank, Ssb New York City NY 04/2021 Present
  • 09/2018 → Present
    Charles Schwab & Co., Inc.
    New York City, NY
  • 08/2014 → 08/2018
    Ag Financial Services
    Denver, CO
  • 05/2017 → 08/2018
    Match Ups
    Fort Collins, CO
  • 05/2015 → 08/2018
    Above And Beyond Services
    Denver, CO
  • 04/2021 → Present
    Charles Schwab Bank, Ssb
    New York City, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-10
S63 Uniform Securities Agent State Law Examination 2019-03-18
  • S65 Uniform Investment Adviser Law Examination
    2023-04-10
  • S63 Uniform Securities Agent State Law Examination
    2019-03-18
Other Names
  • Joseph Gift

View on SEC IAPD

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