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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-18 |
Branch Locations
3075 Southwestern Blvd. Suite 202, Orchard Park, NY 14127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Amherst | NY | 05/2018 | 07/2021 |
| Mml Investors Services | Amherst | NY | 09/2018 | 07/2021 |
| Mwi Animal Health | Boise | NY | 12/2016 | 01/2018 |
| St. Bonaventure University | St. Bonaventure | NY | 08/2013 | 12/2016 |
| Unemployed | Amherst | NY | 01/2018 | 04/2018 |
| Tjt Consulting | Hamburg | NY | 04/2018 | 12/2020 |
| Lincoln Financial Securities | Lancaster | NY | 07/2021 | 03/2024 |
| Clark & Company Wealth Management | Lancaster | NY | 03/2024 | Present |
| Commonwealth Financial Network | Waltham | MA | 03/2024 | Present |
1. Fixed insurance sales; as of 04/2018; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner of rental property located in Hamburg, NY, as of 03/2020; 1% time spent during business hours; Not conducted at branch location; Investment related. 3. Owner, Renegade Holdings, LLC; a private entity established to facilitate advisory business; as of 09/16/2024; 80% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-25 |
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