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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-18
  • NY RA
    APPROVED
    Since 2024-03-18

Branch Locations

3075 Southwestern Blvd. Suite 202, Orchard Park, NY 14127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Amherst NY 05/2018 07/2021
Mml Investors Services Amherst NY 09/2018 07/2021
Mwi Animal Health Boise NY 12/2016 01/2018
St. Bonaventure University St. Bonaventure NY 08/2013 12/2016
Unemployed Amherst NY 01/2018 04/2018
Tjt Consulting Hamburg NY 04/2018 12/2020
Lincoln Financial Securities Lancaster NY 07/2021 03/2024
Clark & Company Wealth Management Lancaster NY 03/2024 Present
Commonwealth Financial Network Waltham MA 03/2024 Present
  • 05/2018 → 07/2021
    Massmutual
    Amherst, NY
  • 09/2018 → 07/2021
    Mml Investors Services
    Amherst, NY
  • 12/2016 → 01/2018
    Mwi Animal Health
    Boise, NY
  • 08/2013 → 12/2016
    St. Bonaventure University
    St. Bonaventure, NY
  • 01/2018 → 04/2018
    Unemployed
    Amherst, NY
  • 04/2018 → 12/2020
    Tjt Consulting
    Hamburg, NY
  • 07/2021 → 03/2024
    Lincoln Financial Securities
    Lancaster, NY
  • 03/2024 → Present
    Clark & Company Wealth Management
    Lancaster, NY
  • 03/2024 → Present
    Waltham, MA
Previous Registrations
  • 2021-08-30 → 2024-03-18
    Osaic Fs, Inc.
    Lancaster, NY
Other Businesses

1. Fixed insurance sales; as of 04/2018; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner of rental property located in Hamburg, NY, as of 03/2020; 1% time spent during business hours; Not conducted at branch location; Investment related. 3. Owner, Renegade Holdings, LLC; a private entity established to facilitate advisory business; as of 09/16/2024; 80% time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-30
S63 Uniform Securities Agent State Law Examination 2019-01-25
  • S65 Uniform Investment Adviser Law Examination
    2021-08-30
  • S63 Uniform Securities Agent State Law Examination
    2019-01-25
Designations
Other Names
  • Michael James Muffloletto

View on SEC IAPD

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